CFTC Customer Protection Rule (SV) 2024

This course is designed to comply with the annual customer funds segregation training requirement of CFTC Regulation 1.11 and specifically covers customer funds protection, reporting and disclosures, risk management, reporting suspected policy breaches, and consequences of non-compliance. Our training helps ensure that individuals and entities operating within the futures and derivatives markets are well-versed in the critical regulatory requirements and responsibilities.

The course takes approximately 60 minutes to complete.

This course is designed to comply with the annual customer funds segregation training requirement of CFTC Regulation 1.11 and specifically covers customer funds protection, reporting and disclosures, risk management, reporting suspected policy bre...