Introduction to Asset Management 2023

This course provides a basic introduction to asset management by familiarizing the student with basic terms and concepts applied in the business. This course is recommended annually for broker-dealers and associated persons involved in retail sales, including registered representatives, sales assistants, customer service staff members, other staff members that communicate with customers, and individuals that are involved with developing new products and services at the firm.

This course provides a basic introduction to asset management by familiarizing the student with basic terms and concepts applied in the business. This course is recommended annually for broker-dealers and associated persons involved in retail sale...