CFTC Customer Protection Rule (SV) 2023

This course is required to be taken annually for individuals involved in handling customer funds at NFA registered Futures Commission Merchants (FCMs). This course covers procedures for reporting suspected policy breaches and the consequences of failing to comply with segregation requirements.

This course is required to be taken annually for individuals involved in handling customer funds at NFA registered Futures Commission Merchants (FCMs). This course covers procedures for reporting suspected policy breaches and the consequences of f...