Current Courses

Customer Protection Rule 21.1_SV

The CPR course covers the subjects required by the CFTC's Customer Protection Rule (17 CFR 1.11).  Topics include the handling of customer funds, procedures for reporting suspected policy breaches, and consequences of failing to comply with segregation requirements.  The course is approximately 50-60 minutes in duration.

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The CPR course covers the subjects required by the CFTC's Customer Protection Rule (17 CFR 1.11).  Topics include the handling of customer funds, procedures for reporting suspected policy breaches, and consequences of failing to comply with segreg...

View more
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Course content

    • CCPR SCORM 2021 SV - FINAL