Market Conduct 21.0

This course is designed to help traders avoid a wide range of regulatory and Exchange violations including spoofing, messaging infractions, wash sales, disruptive trading practices, market manipulation, pre-arranged trading and other transgressions. The course takes approximately 50-60 minutes to complete.

This course is designed to help traders avoid a wide range of regulatory and Exchange violations including spoofing, messaging infractions, wash sales, disruptive trading practices, market manipulation, pre-arranged trading and other transgression...