2025
Derivatives Market Conduct 2025
In alignment with ICE’s 2019 guidance on the Duty to Supervise and CME Group’s 2024 Market Regulation Advisory Notice (RA2403-5), comprehensive firm training is essential for meeting supervisory responsibilities. This course covers key topics for traders and firm personnel, including Supervisory Responsibilities, Spoofing, Messaging Infractions, Wash Sales, Disruptive Trading Practices, Market Manipulation, Pre-Arranged Trading, and more. Our training is designed to help your team navigate complex regulatory requirements, avoid common supervisory pitfalls, and reduce the risk of disciplinary actions.
Duration: 50-60 min