SEC Regulation Best Interest (Reg BI) 2024

Explore our Reg BI course for Brokers, Investment Advisers, and dually registered representatives. This course is designed to provide insight into the obligations of Broker-Dealers and Investment Advisers when offering recommendations or investment advice to retail clients. Additionally, our training experience offers customized learning paths depending on an individual’s registration type. This course is recommended to be taken every 2-3 years by individuals, managers, and trade support personnel at firms active in the U.S. futures and swaps markets.
The course takes approximately 30 minutes to complete.

Explore our Reg BI course for Brokers, Investment Advisers, and dually registered representatives. This course is designed to provide insight into the obligations of Broker-Dealers and Investment Advisers when offering recommendations or investmen...