Introduction to Swap Dealer Requirements 2024

Designed for new employees of CFTC-registered Swap Dealers, this comprehensive best practices course provides individuals with a foundational understanding of industry structure and rules, supervisory systems and internal controls, avoiding conflicts of interest, counterparty considerations, and more. It is also designed to satisfy the ethics and marketing supervision training requirements so that individuals do not have to separately take those courses.

The course takes approximately 90-120 minutes to complete.

Designed for new employees of CFTC-registered Swap Dealers, this comprehensive best practices course provides individuals with a foundational understanding of industry structure and rules, supervisory systems and internal controls, avoiding confli...